Disclosures, Forms ADV, Customer Relationship Summary and Privacy Policy


This website is provided by FOCUS Wealth Advisors, LLC (“FOCUS Wealth Advisors” or the “Firm”) for informational purposes only. Investing involves the risk of loss and investors should be prepared to bear potential losses. No portion of this website is to be construed as a solicitation to buy or sell a security or the provision of personalized investment, tax or legal advice. Certain information contained in this website is derived from sources that FOCUS Wealth Advisors believes to be reliable; however, the Firm does not guarantee the accuracy or timeliness of such information and assumes no liability for any resulting damages.


FOCUS Wealth Advisors is a SEC registered investment advisor that maintains a principal place of business in the State of Texas. The Firm may only transact business in those states in which it is notice filed or qualifies for a corresponding exemption from such requirements. Visit the U.S. Securities and Exchange Commission Investment Advisor Public Disclosure website by clicking here.


For information about FOCUS Wealth Advisors’ registration status and business operations, please consult the Firm’s Form ADV disclosure documents and brochure as well as its Client Relationship Summary. The most recent versions of these documents are available on the SEC’s Investment Advisor Public Disclosure website and can be accessed here:

ADV Part-2A Firm Disclosure Brochure

ADV Part-2B Individual Disclosure Brochure

ADV Part-3 Customer Relationship Summary


We understand the seriousness and sensitivity of privacy issues and we respect your privacy and reaffirm our commitment to this important concern. Our privacy policy provides the following assurance:

  • We do not sell information about you to anyone;
  • We only use your personal non-public information to conduct authorized business or as provided by law; and
  • We protect that information from unauthorized use.

Our Privacy Policy can be found by clicking here.

If at any time, you would like a printed copy of one or more of the above items, please contact our office.